About GLEIF

Consultation Responses



The Global Legal Entity Identifier Foundation (GLEIF) regularly provides responses to public consultations published by regulatory authorities and organizations. GLEIF’s responses focus on the use of the Legal Entity Identifier (LEI) and identity management.

The following list provides an overview of public consultations with links to the responses submitted by GLEIF. We will update this list regularly.

Regulatory Authority/Organization Consultation Title Response Date GLEIF Response
General Services Administration (GSA US) Entity Validation Services (EVS) Request for Proposal #ID15170001 September 2018 File
Securities and Exchange Commission (Nigeria) Rules on Regulation of Derivatives Trading September 2018 File
Department of the Treasury Office of Financial Research (OFR) (US) Request for Comments Ongoing Data Collection of Centrally Cleared Transactions in the U.S. Repurchase Agreement Market August 2018 File
Federal Reserve System Public Comment on Proposal to Adopt ISO 20022 Message Format for Fedwire Funds Service August 2018 File
European Central Bank (ECB) Regulation of the European Central Bank amending Regulation (EU) No 1333/2014 concerning statistics on the money markets August 2018 File
Financial Stability Board (FSB) Cyber Lexicon Consultative Document  August 2018 File
European Banking Authority (EBA) Draft Guidelines on the STS criteria for non-ABCP securitisation Consultation Paper  July 2018 File
Department of Commerce (US) Request for Comments on the Cross-Agency Priority Goal: Leveraging Data as a Strategic Asset  July 2018 File
United Nations Centre for Trade Facilitation and Electronic 2 Business (UN/CEFACT) White Paper on the technical applications of Blockchain to United Nations Centre for Trade Facilitation and Electronic 2 Business (UN/CEFACT) deliverables  July 2018 File
European Commission (EC) Fitness Check on the EU Framework for Public Reporting by Companies Consultation July 2018 File
Bank of England  ISO 20022 consultation paper: a global standard to modernise UK payments July 2018 File
European Banking Authority (EBA)  Guidelines on STS criteria in securitisation July 2018 File
European Commission (EC)  Proposal for a Directive of the European Parliament and the Council amending Directive (EU) 2017/1132 as regards the use of digital tools and processes in company law July 2018 File
CEN-CENELEC  Recommendations for Successful Adoption in Europe of Emerging Technical Standards on Distributed Ledger/Blockchain Technologies White Paper June 2018 File
Securities and Exchange Board of India (SEBI)  Draft Framework for Participation of Foreign Entities Having Actual Exposure to Indian Commodity Markets in the Commodity Derivatives Market June 2018 File
Financial Conduct Authority (FCA) and the Bank of England Using technology to achieve smarter regulatory reporting Consultation June 2018 File
Financial Stability Board (FSB) Governance arrangements for the unique product identifier (UPI) Second consultation document May 2018 File
Hong Kong Monetary Authority and the Securities and Futures Commission Joint consultation paper on enhancements to the OTC derivatives regime for Hong Kong April 2018 File
Hong Kong Exchanges and Clearing Limited Listing Regime for Companies from Emerging and Innovative Sectors Consultation Paper March 2018 File
Office of Information and Regulatory Affairs, U.S. Office of Management and Budget Request for Information Federal Statistical System February 2018 File
European Securities and Markets Authority (ESMA) Draft regulatory technical standards under the new Prospectus Regulation Consultation Paper March 2018 File
European Commission (EC) Public consultation on fitness check on supervisory reporting February 2018 File
Organization Identifier Working Group (ORCID) RFI on Registry Product Definition
Governance Recommendations
Recommendations of the ORG_ID Product Breakout Group
November 2017 File
General Services Administration (US) Entity Validation Services Draft Performance Work Statement (PWS) November 2017 File
Securities and Exchange Commission (SEC)/Municipal Securities Rulemaking Board (MSRB) Request for Comment on a Concept Proposal Regarding Amendments to Primary Offering Practices of Brokers, Dealers and Municipal Securities Dealers November 2017 File
Financial Stability Board (FSB)/CPMI-IOSCO (Committee on Payments and Market Infrastructures-International Organization of Securities Commissions) Governance arrangements for the unique product identifier (UPI): key criteria and functions Consultation document November 2017 File
European Commission (EC) Review of the directive on the re-use of Public Sector Information (PSI Directive) Consultation December 2017 File
Securities and Exchange Commission (SEC)/Municipal Securities Rulemaking Board (MSRB) Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements Public Consultation October 2017 File
Basel Committee on Banking Supervision (BCBS) Implications of fintech developments for banks and bank supervisors Consultative Document October 2017 File
European Commission (EC) Capital Markets Union - consultation on further reducing barriers to post-trade services across financial markets
EPTF Report
EPTF Report – Annex 3
October 2017 File
European Securities and Markets Authority (ESMA) Draft technical advice on content and format of the EU Growth prospectus Consultation Paper September 2017 File
European Securities and Markets Authority (ESMA) Draft technical advice on format and content of the prospectus Consultation Paper September 2017 File
UK Department for Digital, Culture Media & Sport Security of Network and Information Systems Public Consultation September 2017 File
International Organization of Securities Commissions (IOSCO) Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets Consultation Report October 2017 File
European Banking Authority (EBA) Draft Regulatory Technical Standards setting technical requirements on development, operation and maintenance of the electronic central register September 2017 File
European Commission (EC) Public consultation on the conflict of laws rules for third party effects of transactions in securities and claims June 2017 File
Committee on Payments and Market Infrastructures – International Organization of Securities Commissions (CPMI-IOSCO) Consultative report on Harmonisation of critical OTC derivatives data elements - third batch August 2017 File
European Securities and Markets Authority (ESMA) Draft technical advice, implementing technical standards and guidelines under the MMF (Money Market Funds) Regulation July 2017 File
European Commission (EC) Database Directive Public Consultation July 2017 File
European Central Bank (ECB) User requirement documents on the future RTGS services to the market consultation May 2017 File
US Commodity Futures Trading Commission (CFTC) Project KISS (Keep It Simple, Stupid) consultation on simplifying and modernizing the Commission’s rules July 2017 File
Basel Committee on Banking Supervision (BCBS) Guidelines Identification and management of step-in risk Consultative Document May 2017 File
Organization Identifier Working Group (ORCID) Survey on Registry Product Definition April 2017 File
National Institute of Standards and Technology (NIST) – US Department of Commerce DRAFT NIST Special Publication 800-63-3 Digital Identity Guidelines – Computer Security May 2017 File
Financial Stability Board (FSB) FSB Framework for Post-Implementation Evaluation of the Effects of the G20 Financial Regulatory Reforms Consultation document on main elements May 2017 File
European Commission Banking and Finance Public consultation on FinTech: a more competitive and innovative European financial sector June 2017 File
European Commission Directorate-General for Financial Stability, Financial Services and Capital Markets Union (EU DG-FISMA) Public consultation on the operations of the European Supervisory Authorities April 2017 File
Financial Stability Board (FSB) Proposed governance arrangements for the unique transaction identifier (UTI) Consultation document April 2017 File
General Services Administration (US) Entity Identification and Validation Services - Request for Information March 2017 File
Financial Stability Board (FSB) Guidance on Central Counterparty Resolution and Resolution Planning March 2017 File
European Supervisory Authorities (ESAs – ESMA, EBA and EIOPA) Joint Committee Discussion Paper on the Use of Big Data by Financial Institutions February 2017 File
Australia Prudential Regulatory Authority (APRA_EFS) Discussion Paper on Economic and Financial Statistics March 2017 File
European Central Bank (ECB)/Eurosystem Consultation on TARGET Instant Payments Settlement User Requirements (TIPS) January 2017 File
European Commission (EC) Building the European data economy, Digital Single Market April 2017 File
European Banking Authority (EBA) Consultation Paper on Draft Guidelines on supervision of significant branches January 2017 File
Basel Committee on Banking Supervision (BCBS) Consultative document, Guidelines, Revised annex on correspondent banking January 2017 File
European Banking Authority (EBA) Consultation Paper Draft Regulatory Technical Standards (RTS) and Implementing Technical Standards (ITS) on the information to be provided for the authorisation of credit institutions January 2017 File
Payments Market Practice Group (PMPG) LEI in the Payments Market First Discussion Paper December 2016 File
European Banking Authority (EBA) Consultation Paper on Guidelines on Connected Clients under Article 4 (1) (39) of Regulation (EU) No 575/2013 October 2016 File
US Securities and Exchange Commission (SEC) Modernizing certain business and financial disclosure requirements in Regulation S-K July 2016 File
European Insurance and Occupational Pensions Authority (EIOPA) Solvency II European Long-Term Investment Funds (ELTIF) Consultation May 2016 File
Eurosytem/European Central Bank (ECB) Consultative Report: Eurosystem's vision for the future of Europe’s financial market infrastructure April 2016 File
European Securities and Markets Authority (ESMA) Securities Financing Transation Regulation (SFTR) - Consultation paper November 2016 File
European Securities and Markets Authority (ESMA) Securities Financing Transation Regulation (SFTR) - Discussion paper April 2016 File
European Commission (EC) Cybersecurity consultation March 2016 File
European Commission (EC) Digital Single Europe consultation January 2016 File
European Banking Authority (EBA) Consultation Paper on the draft Regulatory Technical Standards specifying the requirements on strong customer authentication and common and secure communication under PSD 2 (Payment Services Directive 2) October 2016 File
European Banking Authority (EBA) Consultation Paper on Draft Regulatory Technical Standards on the framework for cooperation and exchange of information between competent authorities for passport notifications, under PSD 2 (Payment Services Directive 2) January 2016 File
European Banking Authority (EBA) Consultation Paper on Guidelines on ICAAP and ILAAP information collected for SREP purposes February 2016 File
US Commodity Futures Trading Commission (CFTC) Request for Comment, Draft Technical Specifications for Certain Swap Data Elements February 2016 File
Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO) Second Consultative Report on the Harmonisation of the Unique Product Identifier (UPI) September 2016 File
Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO) Consultative Report on the Harmonisation of the Unique Product Identifier (UPI) February 2016 File
Committee on Payments and Market Infrastructures (CPMI) Consultative Report on Correspondent Banking December 2015 File
Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO) Consultative Report on the Harmonisation of key OTC derivatives data elements (other than UTI and UPI) – first batch October 2015 File
Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO) Consultative Report on the Harmonisation of the Unique Transaction Identifier (UTI) September 2015 File