Sobre la GLEIF Participación de la GLEIF
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El cuadro que aparece en este sitio web en el que figuran las respuestas de la GLEIF a consultas públicas solo está disponible en inglés.

Respuestas a consultas



La Global Legal Entity Identifier Foundation (GLEIF) ofrece con regularidad respuestas a consultas públicas de autoridades regulatorias y organizaciones. Las respuestas de la GLEIF se centran en el uso del Identificador de Personas Jurídicas (LEI) y en la gestión de identidades.

La siguiente lista ofrece una descripción de las consultas públicas con enlaces a las respuestas remitidas por la GLEIF. Actualizaremos esta lista con regularidad.

Autoridad regulatoria/Organización Nombre de la consulta Fecha de la respuesta Respuesta de la GLEIF
European Banking Authority Draft Guidelines specifying the conditions for the application of the alternative treatment of institutions’ exposures related to “tri-party repurchase agreements” set out in Article 403(3) of Regulation (EU) 575/2013 for large exposures purposes October 2020 File
European Commission Public consultation on the review of prudential rules for insurance and reinsurance companies (Solvency II) October 2020 File
UK HM Treasury Payments Landscape Review: Call for Evidence October 2020 File
European Commission Proposal for a Regulation amending Regulation (EU) 2015/760 of the European Parliament and of the Council of 29 April 2015 on European long-term investment funds October 2020 File
European Commission Sustainable Corporate Governance Inception Impact Assessment October 2020 File
European Commission eIDAS Open Public Consultation October 2020 File
Securities and Exchange Commission Proposed Rule for Reporting Threshold for Institutional Investment Managers September 2020 File
European Banking Authority Call for input on ‘de-risking’ and its impact on access to financial services September 2020 File
European Commission Digital Services Act Package Open Consultation September 2020 File
European Commission Revision of the eIDAS Regulation – European Digital Identity (EUid) September 2020 File
European Supervisory Authorities (ESAs) Joint Consultation Paper on ESG Disclosures September 2020 File
European Commission eIDAS Review Technology providers, providers of trust services not covered by eIDAS, interest representation organizations of technology providers, standardization organizations August 2020 File
US Department of Labor Interim Final Rule for the High-Wage Components of the Labor Value Content Requirements under the United States-Mexico-Canada Agreement Implementation Act August 2020 File
European Commission Public consultation on an action plan for a comprehensive Union policy on preventing money laundering and terrorist financing August 2020 File
Monetary Authority of Singapore Consultation Paper on a New Omnibus Act for the Financial Sector August 2020 File
European Banking Authority Consultation Paper to update the identification methodology of global systemically relevant institutions (G-SIIs) form August 2020 File
European Commission A Capital Markets Union for people and businesses – new action plan August 2020 File
European Commission Public Consultation on the Renewed Sustainable Finance Strategy July 2020 File
European Banking Authority Consultation Paper Draft Guidelines under Articles 17 and 18(4) of Directive (EU) 2015/849 on customer due diligence and the factors credit and financial institutions should consider when assessing the money laundering and terrorist financing risk associated with individual business relationships and occasional transactions (The Risk Guidelines), amending Guidelines JC/2017/37 July 2020 File
European Securities and Markets Authority (ESMA) Consultation Paper on Draft Implementing Technical Standards under the Regulation on Cross-Border Distribution of Funds June 2020 File
European Commission Consultation on a New Digital Finance Strategy for Europe / FinTech Action Plan June 2020 File
European Commission Consultation on a Retail Payments Strategy for the EU June 2020 File
European Securities and Markets Authority (ESMA) Consultation Paper on Technical Standards on Reporting, Data Quality, Data Access and Registration of Trade Repositories under EMIR REFIT June 2020 File
Commodity Futures Trading Commission (CFTC) Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR June 2020 File
Bank of England Discussion Paper Central Bank Digital Currency June 2020 File
European Commission Public Consultation on the Revision of the Non-Financial Reporting Directive (NFRD) June 2020 File
European Commission European Strategy for Data Consultation May 2020 File
Commodity Futures Trading Commission (CFTC) Swap Data Recordkeeping and Reporting Requirements (17 CFR Parts 45, 46 and 49) Notice of Proposed Rulemaking May 2020 File
European Commission Inception Impact Assessment titled Commission Delegated Regulation on a Climate Change Mitigation and Adaptation Taxonomy April 2020 File
European Commission Exchange of VAT-relevant payment data – Survey for Payment industry actors April 2020 File
Bank of England Discussion Paper Transforming Data Collection from the UK Financial Sector April 2020 File
Pay.UK Standards Authority Next Generation Standard for UK Retail Payments Consultation March 2020 File
Office of Management and Budget Proposed Guidance for Grants and Agreements March 2020 File
European Commission Consultation Document on an EU Framework for Markets in Crypto-Assets March 2020 File
Financial Conduct Authority (FCA) Call for Input: Open finance March 2020 File
Bank for International Settlements (BIS) Discussion Paper Designing a Prudential Treatment for Crypto-Assets March 2020 File
European Commission Towards a New Comprehensive Approach to Preventing and Combating Money Laundering and Terrorism Financing March 2020 File
European Commission Open Market Consultation Document European Blockchain PCP March 2020 File
European Commission Revision of the Non-Financial Reporting Directive Roadmap February 2020 File
European Banking Authority (EBA) Consultation Paper on the Draft Implementing Technical Standards on Disclosure and Reporting of MREL and TLAC February 2020 File
Bank for International Settlements (BIS) Basel Committee on Banking Supervision Consultative Document Introduction of Guidelines on Interaction and Cooperation Between Prudential and AML/CFT Supervision February 2020 File
Commodity Futures Trading Commission (CFTC) Proposed Rule for Certain Swap Data Repository and Data Reporting Requirements January 2020 File
European Banking Authority (EBA) Consultation Paper on Draft Implementing Technical Standards on Supervisory Reporting Requirements for Institutions under Regulation (EU) No 575/2013 January 2020 File
European Banking Authority (EBA) Draft Implementing Technical Standards Consultation Paper on Public Disclosures by Institutions of the Information Referred to in Titles II and Titles III of Part Eight of Regulation (EU) No 575/2013 January 2020 File
Financial Action Task Force (FATF) Draft Guidance on Digital Identity November 2019 File
European Commission European Partnership for Innovative Small and Medium Enterprises (Horizon Europe Program) Public Consultation November 2019 File
European Commission Report on the Application of the eIDAS Regulation Evaluation Roadmap October 2019 File
European Commission Digital Europe Draft Orientations for the preparation of the work programme(s) 2021-2022 October 2019 File
Central Bank of Bahrain Consultation on the Proposed Amendments to the Anti-Money Laundering and Combating Financial Crime Module (Module AML) October 2019 File
European Insurance and Occupational Pensions Authority (EIOPA) Consultation Paper on Proposals for Solvency II 2020 Review Package on Supervisory Reporting and Public Disclosure October 2019 File
German Federal Ministry of Justice and Consumer Protection and the Federal Ministry of Finance Draft law for further implementation of the Transparency Directive amending Directive with a view to a single electronic format for annual financial reports October 2019 File
European Securities and Markets Authority (ESMA) Draft Guidelines on Disclosure Requirements under the Prospectus Regulation Consultation Paper October 2019 File
U.S. Department of Commerce Bureau of Economic Analysis Proposed Rules Amending the Reporting Requirements for Direct Investment Surveys: BE-10, Benchmark Survey of US Direct Investment Abroad September 2019 File
European Securities and Markets Authority (ESMA) MiFID II/MiFIR review report on the development in prices for pre- and post-trade data and on the consolidated tape for equity instruments September 2019 File
European Commission Inception Impact Assessment for European Partnership for Innovative Small and Medium Enterprises (SMEs) August 2019 File
European Commission Evaluation of Regulation on Mutual Assistance in Customs Matters August 2019 File
European Payments Council E-invoice Electronic Presentment and Presentment Service Message Definition Report Document August 2019 File
UK Department for Business, Energy and Industrial Strategy Corporate Transparency and Register Reform Consultation on options to enhance the role of Companies House and increase the transparency of UK corporate entities August 2019 File
European Securities and Markets Authority (ESMA) Consultation Paper Guidelines for reporting under Articles 4 and 12 SFTR July 2019 File
Hong Kong Monetary Authority (HKMA) and Hong Kong Securities and Futures Commission (SFC) Joint Consultation Paper on Enhancements to the OTC Derivatives Regulatory Regime for Hong Kong to – (1) mandate the use of Unique Transaction Identifiers for the reporting obligation, (2) revise the list of designated jurisdictions for the masking relief of the reporting obligation and (3) update the list of Financial Services Providers under the clearing obligation June 2019 File
UK HM Treasury Transposition of the Fifth Money Laundering Directive: consultation June 2019 File
Bermuda Monetary Authority Consultation Paper New Legislative Framework for Fund Administrators; “Fund Administration Provider Business Act 2019” May 2019 File
Federal Reserve Bank of New York Best Practices for Payments, Clearing and Settlement Activities Report of the Payments Risk Committee Draft for Consultation April 2019 File
Hong Kong Securities and Futures Commission (SFC), Hong Kong Exchanges and Clearing Limited (HKEX) and the Federation of Share Registrars Limited (FSR) Joint Consultation Paper on a Revised Operational Model for Implementing an Uncertificated Securities Market in Hong Kong April 2019 File
UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) FCA and PRA changes to mortgage reporting requirements March 2019 File
European Commission (EC) Consultation Document on the Update of the Non-Binding Guidelines on Non-Financial Reporting March 2019 File
China Securities Regulatory Commission (CSRC) Provisions on Issues Concerning the Implementation of the Measures for the Administration of Domestic Securities and Futures Investment by Qualified Foreign Institutional Investors and RMB Qualified Foreign Institutional Investors (Consultation Paper) March 2019 File
European Securities and Markets Authority (ESMA) Draft guidelines on the reporting to competent authorities under article 37 of the MMF Regulation February 2019 File
BaFin Änderung der Groß- und Millionenkreditverordnung (GroMiKV) January 2019 File
Office of Management and Budget Draft Federal Grants Management Data Standards for Feedback January 2019 File
Financial Conduct Authority Brexit: proposed changes to the Handbook and Binding Technical Standards – first consultation (CP18/28) December 2018 File
Sovrin Foundation Sovrin Governance Framework V2 November 2018 File
Federal Reserve Board Potential Federal Reserve Actions to Support Interbank Settlement of Faster Payments November 2018 File
Federal Reserve System Public Feedback on the Payment Lifecycle from the Report on Best Practices for Payments, Clearing and Settlement Activities October 2018 File
Financial Sector Conduct Authority (FSCA) South Africa Consultation Paper on the Implementation of Legal Entity Identifiers October 2018 File
Committee on Payments and Market Infrastructures-International Organisation of Securities Commissions (CPMI-IOSCO) Consultative report on Governance arrangements for critical OTC derivatives data elements (other than UTI and UPI) September 2018 File
Investment Industry Regulatory Organization of Canada (IIROC) Proposed Provisions Respecting Client Identifiers September 2018 File
General Services Administration (GSA US) Entity Validation Services (EVS) Request for Proposal #ID15170001 September 2018 File
Securities and Exchange Commission (Nigeria) Rules on Regulation of Derivatives Trading September 2018 File
Department of the Treasury Office of Financial Research (OFR) (US) Request for Comments Ongoing Data Collection of Centrally Cleared Transactions in the U.S. Repurchase Agreement Market August 2018 File
Federal Reserve System Public Comment on Proposal to Adopt ISO 20022 Message Format for Fedwire Funds Service August 2018 File
European Central Bank (ECB) Regulation of the European Central Bank amending Regulation (EU) No 1333/2014 concerning statistics on the money markets August 2018 File
Financial Stability Board (FSB) Cyber Lexicon Consultative Document  August 2018 File
European Banking Authority (EBA) Draft Guidelines on the STS criteria for non-ABCP securitisation Consultation Paper  July 2018 File
Department of Commerce (US) Request for Comments on the Cross-Agency Priority Goal: Leveraging Data as a Strategic Asset  July 2018 File
United Nations Centre for Trade Facilitation and Electronic 2 Business (UN/CEFACT) White Paper on the technical applications of Blockchain to United Nations Centre for Trade Facilitation and Electronic 2 Business (UN/CEFACT) deliverables  July 2018 File
European Commission (EC) Fitness Check on the EU Framework for Public Reporting by Companies Consultation July 2018 File
Bank of England  ISO 20022 consultation paper: a global standard to modernise UK payments July 2018 File
European Banking Authority (EBA)  Guidelines on STS criteria in securitisation July 2018 File
European Commission (EC)  Proposal for a Directive of the European Parliament and the Council amending Directive (EU) 2017/1132 as regards the use of digital tools and processes in company law July 2018 File
CEN-CENELEC  Recommendations for Successful Adoption in Europe of Emerging Technical Standards on Distributed Ledger/Blockchain Technologies White Paper June 2018 File
Securities and Exchange Board of India (SEBI)  Draft Framework for Participation of Foreign Entities Having Actual Exposure to Indian Commodity Markets in the Commodity Derivatives Market June 2018 File
Financial Conduct Authority (FCA) and the Bank of England Using technology to achieve smarter regulatory reporting Consultation June 2018 File
Financial Stability Board (FSB) Governance arrangements for the unique product identifier (UPI) Second consultation document May 2018 File
Hong Kong Monetary Authority and the Securities and Futures Commission Joint consultation paper on enhancements to the OTC derivatives regime for Hong Kong April 2018 File
Hong Kong Exchanges and Clearing Limited Listing Regime for Companies from Emerging and Innovative Sectors Consultation Paper March 2018 File
Office of Information and Regulatory Affairs, U.S. Office of Management and Budget Request for Information Federal Statistical System February 2018 File
European Securities and Markets Authority (ESMA) Draft regulatory technical standards under the new Prospectus Regulation Consultation Paper March 2018 File
European Commission (EC) Public consultation on fitness check on supervisory reporting February 2018 File
Organization Identifier Working Group (ORCID) RFI on Registry Product Definition
Governance Recommendations
Recommendations of the ORG_ID Product Breakout Group
November 2017 File
General Services Administration (US) Entity Validation Services Draft Performance Work Statement (PWS) November 2017 File
Securities and Exchange Commission (SEC)/Municipal Securities Rulemaking Board (MSRB) Request for Comment on a Concept Proposal Regarding Amendments to Primary Offering Practices of Brokers, Dealers and Municipal Securities Dealers November 2017 File
Financial Stability Board (FSB)/CPMI-IOSCO (Committee on Payments and Market Infrastructures-International Organization of Securities Commissions) Governance arrangements for the unique product identifier (UPI): key criteria and functions Consultation document November 2017 File
European Commission (EC) Review of the directive on the re-use of Public Sector Information (PSI Directive) Consultation December 2017 File
Securities and Exchange Commission (SEC)/Municipal Securities Rulemaking Board (MSRB) Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements Public Consultation October 2017 File
Basel Committee on Banking Supervision (BCBS) Implications of fintech developments for banks and bank supervisors Consultative Document October 2017 File
European Commission (EC) Capital Markets Union - consultation on further reducing barriers to post-trade services across financial markets
EPTF Report
EPTF Report – Annex 3
October 2017 File
European Securities and Markets Authority (ESMA) Draft technical advice on content and format of the EU Growth prospectus Consultation Paper September 2017 File
European Securities and Markets Authority (ESMA) Draft technical advice on format and content of the prospectus Consultation Paper September 2017 File
UK Department for Digital, Culture Media & Sport Security of Network and Information Systems Public Consultation September 2017 File
International Organization of Securities Commissions (IOSCO) Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets Consultation Report October 2017 File
European Banking Authority (EBA) Draft Regulatory Technical Standards setting technical requirements on development, operation and maintenance of the electronic central register September 2017 File
European Commission (EC) Public consultation on the conflict of laws rules for third party effects of transactions in securities and claims June 2017 File
Committee on Payments and Market Infrastructures – International Organization of Securities Commissions (CPMI-IOSCO) Consultative report on Harmonisation of critical OTC derivatives data elements - third batch August 2017 File
European Securities and Markets Authority (ESMA) Draft technical advice, implementing technical standards and guidelines under the MMF (Money Market Funds) Regulation July 2017 File
European Commission (EC) Database Directive Public Consultation July 2017 File
European Central Bank (ECB) User requirement documents on the future RTGS services to the market consultation May 2017 File
US Commodity Futures Trading Commission (CFTC) Project KISS (Keep It Simple, Stupid) consultation on simplifying and modernizing the Commission’s rules July 2017 File
Basel Committee on Banking Supervision (BCBS) Guidelines Identification and management of step-in risk Consultative Document May 2017 File
Organization Identifier Working Group (ORCID) Survey on Registry Product Definition April 2017 File
National Institute of Standards and Technology (NIST) – US Department of Commerce DRAFT NIST Special Publication 800-63-3 Digital Identity Guidelines – Computer Security May 2017 File
Financial Stability Board (FSB) FSB Framework for Post-Implementation Evaluation of the Effects of the G20 Financial Regulatory Reforms Consultation document on main elements May 2017 File
European Commission Banking and Finance Public consultation on FinTech: a more competitive and innovative European financial sector June 2017 File
European Commission Directorate-General for Financial Stability, Financial Services and Capital Markets Union (EU DG-FISMA) Public consultation on the operations of the European Supervisory Authorities April 2017 File
Financial Stability Board (FSB) Proposed governance arrangements for the unique transaction identifier (UTI) Consultation document April 2017 File
General Services Administration (US) Entity Identification and Validation Services - Request for Information March 2017 File
Financial Stability Board (FSB) Guidance on Central Counterparty Resolution and Resolution Planning March 2017 File
European Supervisory Authorities (ESAs – ESMA, EBA and EIOPA) Joint Committee Discussion Paper on the Use of Big Data by Financial Institutions February 2017 File
Australia Prudential Regulatory Authority (APRA_EFS) Discussion Paper on Economic and Financial Statistics March 2017 File
European Central Bank (ECB)/Eurosystem Consultation on TARGET Instant Payments Settlement User Requirements (TIPS) January 2017 File
European Commission (EC) Building the European data economy, Digital Single Market April 2017 File
European Banking Authority (EBA) Consultation Paper on Draft Guidelines on supervision of significant branches January 2017 File
Basel Committee on Banking Supervision (BCBS) Consultative document, Guidelines, Revised annex on correspondent banking January 2017 File
European Banking Authority (EBA) Consultation Paper Draft Regulatory Technical Standards (RTS) and Implementing Technical Standards (ITS) on the information to be provided for the authorisation of credit institutions January 2017 File
Payments Market Practice Group (PMPG) LEI in the Payments Market First Discussion Paper December 2016 File
European Banking Authority (EBA) Consultation Paper on Guidelines on Connected Clients under Article 4 (1) (39) of Regulation (EU) No 575/2013 October 2016 File
US Securities and Exchange Commission (SEC) Modernizing certain business and financial disclosure requirements in Regulation S-K July 2016 File
European Insurance and Occupational Pensions Authority (EIOPA) Solvency II European Long-Term Investment Funds (ELTIF) Consultation May 2016 File
Eurosytem/European Central Bank (ECB) Consultative Report: Eurosystem's vision for the future of Europe’s financial market infrastructure April 2016 File
European Securities and Markets Authority (ESMA) Securities Financing Transation Regulation (SFTR) - Consultation paper November 2016 File
European Securities and Markets Authority (ESMA) Securities Financing Transation Regulation (SFTR) - Discussion paper April 2016 File
European Commission (EC) Cybersecurity consultation March 2016 File
European Commission (EC) Digital Single Europe consultation January 2016 File
European Banking Authority (EBA) Consultation Paper on the draft Regulatory Technical Standards specifying the requirements on strong customer authentication and common and secure communication under PSD 2 (Payment Services Directive 2) October 2016 File
European Banking Authority (EBA) Consultation Paper on Draft Regulatory Technical Standards on the framework for cooperation and exchange of information between competent authorities for passport notifications, under PSD 2 (Payment Services Directive 2) January 2016 File
European Banking Authority (EBA) Consultation Paper on Guidelines on ICAAP and ILAAP information collected for SREP purposes February 2016 File
US Commodity Futures Trading Commission (CFTC) Request for Comment, Draft Technical Specifications for Certain Swap Data Elements February 2016 File
Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO) Second Consultative Report on the Harmonisation of the Unique Product Identifier (UPI) September 2016 File
Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO) Consultative Report on the Harmonisation of the Unique Product Identifier (UPI) February 2016 File
Committee on Payments and Market Infrastructures (CPMI) Consultative Report on Correspondent Banking December 2015 File
Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO) Consultative Report on the Harmonisation of key OTC derivatives data elements (other than UTI and UPI) – first batch October 2015 File
Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO) Consultative Report on the Harmonisation of the Unique Transaction Identifier (UTI) September 2015 File