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Die Tabelle auf dieser Webseite mit den Antworten von GLEIF auf öffentliche Konsultationen ist nur in englischer Sprache verfügbar.

Consultation Responses



Die Global Legal Entity Identifier Foundation (GLEIF) antwortet regelmäßig auf öffentliche Konsultationen, die von Regulierungsbehörden und -organisationen veröffentlicht wurden. Die Antworten von GLEIF beziehen sich schwerpunktmäßig auf den Einsatz des Legal Entity Identifier (LEI) und des Identitätsmanagements.

Die nachfolgende Auflistung bietet einen Überblick über die öffentlichen Konsultationen mit Links zu den Antworten von GLEIF. Wir werden diese Liste regelmäßig aktualisieren.

Regulierungsbehörde/-organisation Titel der Konsultation Antwortdatum Antwort von GLEIF
International Financial Services Centers AuthorityConsultation paper on Seeking suggestions for review of IFSCA (Issuance and Listing of Securities) Regulations, 2021February 2024File
Australian TreasuryConsultation Paper on Climate-related financial disclosure: exposure draft explanatory memorandumFebruary 2024File
European Banking AuthorityConsultation on Guidelines on preventing the abuse of funds and certain crypto-assets transfers for ML/TF (Travel rule Guidelines)February 2024File
Consumer Financial Protection Bureau (CFPB)Defining Larger Participants of a Market for General-Use Digital Consumer Payment ApplicationsJanuary 2024File
Consumer Financial Protection Bureau (CFPB)Required Rulemaking on Personal Financial Data RightsDecember 2023File
European Securities and Markets Authority Second Consultation Paper for MiCA ImplementationDecember 2023File
International Auditing and Assurance Standards Board (IAASB)Understanding International Standard on Sustainability Assurance 5000 | IAASBDecember 2023File
Swiss Federal Council Federal Council initiates consultation on strengthening the anti-money laundering frameworkNovember 2023File
European CommissionRationalisation of reporting requirementsNovember 2023File
Securities and Exchange Board of India (SEBI)Consultation Paper on framework for mandating additional disclosures from Foreign Portfolio Investors (FPIs)June 2023File
Securities and Exchange CommissionProposed Rule for safeguarding advisory client assetsMay 2023File
European CommissionPublic procurement – EU rules on electronic invoicing in public procurement (evaluation)April 2023File
Office of Financial Research, Department of TreasuryProposed rule on non-centrally cleared bilateral transactions in the U.S. repurchase agreement marketMarch 2023File
Bureau of Consumer Financial ProtectionRegistry of Nonbank Covered Persons Subject to Certain Agency and Court OrdersMarch 2023File
European Banking AuthorityConsultation on effective management of ML/TF risks when providing access to financial services (EBA/CP/2022/13)February 2023File
Australian TreasuryConsultation Paper A Strategic Plan for the Payments SystemFebruary 2023File
GBBC Digital Finance (GDF)Global Cryptoasset Standards ConsultationFebruary 2023File
US Financial Crimes Enforcement Network (FinCen)Beneficial Ownership Information Access and Safeguards, and Use of FinCEN Identifiers for EntitiesFebruary 2023File
UK Financial Conduct AuthoritySustainability Disclosure Requirements (SDR) and Investment Labels Consultation PaperJanuary 2023File
BaFinReferentenentwurf einer Verordnung f\xFCr die elektronisch Kommunikation nach dem Kapitalanlagegesetzbuch (Kapitalanlage-e-Kommunikationsverordnung \u2013 KAeKV)January 2023File
Financial Action Task Force (FATF)Revision of Recommendation 25 and its Interpretive Note Public ConsultationDecember 2022File
Financial Action Task Force (FATF)Guidance on Beneficial Ownership (Recommendation 24) Public ConsultationDecember 2022File
Financial Stability Board (FSB)International Regulation of Crypto-asset Activities: A proposed framework \u2013 questions for consultationDecember 2022File
Securities and Exchange CommissionProposed Rule on Outsourcing by Investment AdvisersDecember 2022File
Financial Stability Board (FSB)Consultation Paper for Achieving Greater Convergence in Cyber Incident ReportingDecember 2022File
Organization for Economic Cooperation and Development (OECD)Public Consultation on Draft Revisions to the G20/OECD Principles of Corporate GovernanceOctober 2022File
Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC)Proposed Rule on Amendments for Form PFOctober 2022File
European Securities and Markets AuthorityConsultation Paper Draft technical standards on the notifications for cross-border marketing and cross-border management of Alternative Investment Funds (AIFs) and Undertakings for Collective Investment in Transferable Securities (UCITS)September 2022File
European Securities and Markets AuthorityConsultation Paper Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructureSeptember 2022File
European Payment CouncilPublic Consultation on the SEPA Payment Account Access Scheme RulebookSeptember 2022File
Securities and Exchange CommissionProposed Rule for Investment Company NamesAugust 2022File
Securities and Exchange CommissionEnhanced Disclosures by Certain Investment Advisers and Investment Companies About Environmental, Social, and Governance Investment PracticesAugust 2022File
European Financial Reporting Advisory Group (EFRAG)Public Consultation on European Sustainability Reporting Standards (ESRS) Exposure DraftsAugust 2022File
Australian Transaction Reports and Analysis Centre (AUSTRAC)Draft Rules to amend Chapter 16August 2022File
Financial Action Task Force (FATF)August 2022File
International Sustainability Standards Board (ISSB)Exposure Draft General Requirements for Disclosure of Sustainability-related Financial InformationJuly 2022File
Australian Securities and Investments Commission (ASIC)Regarding Proposed changes to simplify the ASIC Derivative Transaction Rules (Reporting): Second consultationJuly 2022File
European CommissionConsultation Document Targeted Consultation on Open Finance Framework and Data Sharing in the Financial SectorJuly 2022File
European CommissionConsultation Document Targeted Consultation on the Review of the Revised Payment Services Directive (PSD2)July 2022File
Financial Stability BoardSupervisory and Regulatory Approaches to Climate-related Risks Interim ReportJune 2022File
European CommissionCall for Evidence for an initiative titled effectively banning products produced, extracted or harvested with forced laborJune 2022File
Securities and Exchange Commission (SEC)Proposed rules for the special purpose acquisition companies (SPACs), shell companies, and projectionsJune 2022File
Securities and Exchange Commission (SEC)Proposed rule for relating to security-based swap execution and registration and regulation of security-based swap execution facilitiesJune 2022File
European CommissionInitiative titled a digital Euro for the EUJune 2022File
European CommissionInitiative titled ESG ratings and sustainability risks in credit ratingsJune 2022File
Securities and Exchange Commission (SEC)Proposed Rule for the enhancement and standardization of climate-related disclosures for investorsMay 2022File
Network for Greening the Financial System (NGFS)Survey Consultation on the NGFS DirectoryMay 2022File
European CommissionVAT in the Digital AgeMay 2022File
European CommissionConsultation on the \u201CUpgrading digital company law\u201DApril 2022File
European CommissionInception Impact Assessment titled Fighting the Use of Shell Entities and Arrangements for Tax PurposesApril 2022File
US Securities and Exchange CommissionMoney Market Fund ReformsApril 2022File
Organization for Economic Cooperation and Development (OECD)Public Consultation Document on the Crypto-Asset Reporting Framework and Amendments to the Common Reporting StandardApril 2022File
US Securities and Exchange CommissionProposed Rule for the Security-based Swaps MarketMarch 2022File
Financial Crimes Enforcement Network (FinCEN)Notice of Proposed Rulemaking on the Sharing of Suspicious Activity ReportsMarch 2022File
European Banking AuthorityConsultation Paper for the Draft Guidelines on the use of Remote Customer Onboarding Solutions under Article 13(1) of Directive (EU) 2015/849March 2022File
European Securities and Markets Authority (ESMA)Call for Evidence DLT Pilot Regime and review of MiFIR regulatory technical standards on transparency and reportingMarch 2022File
Ministry of Electronics and ITIndia Digital Ecosystem Architecture (InDEA) 2.0 ConsultationFebruary 2022File
Bank of England and Financial Conduct AuthorityJoint Consultation Paper on changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIRFebruary 2022File
Basel Committee on Banking Supervision (BCBS)Consultative Document Principles for the effective management and supervision of climate-related financial risksFebruary 2022File
Financial Crimes Enforcement Network (FinCEN)Beneficial Ownership Information Reporting RequirementsFebruary 2022File
Financial Crimes Enforcement Network (FinCEN)Review of Bank Secrecy Act Regulations and GuidanceFebruary 2022File
European CommissionLegislative Initiative for Corporate reporting \u2013 improving its quality and enforcementFebruary 2022File
Singapore Accounting and Corporate Regulatory Authority (ACRA)Proposed Legislative Amendments Relating to the Companies ActFebruary 2022File
Bureau of Consumer Financial ProtectionRequest for Information Regarding the HMDA Rule AssessmentJanuary 2022File
International Organization of Securities Commission (IOSCO)Principles for the Regulation and Supervision of Commodity Derivatives Markets Consultation ReportJanuary 2022File
Financial Stability BoardSurvey for the Building Block 6 of the Roadmap for enhancing Cross-border PaymentsJanuary 2022File
UK Payments Systems Regulator (PSR)Authorized Push Payment (APP) Scams Consultation PaperJanuary 2022File
Securities and Exchange CommissionProposed Rule for Reporting of Securities LoansJanuary 2022File
Basel Committee on Banking Supervision, Committee on Payments and Market Infrastructures and International Organization of Securities CommissionsConsultative Report Review of Margining PracticesJanuary 2022File
Bureau of Consumer Financial ProtectionSmall Business Lending Data Collection Under the Equal Credit Opportunity Act (Regulation B)January 2022File
Board of Governors of the Federal Reserve SystemNew Message Format for the Fedwire\u2000Funds ServiceJanuary 2022File
US Securities and Exchange CommissionProposed Rule for Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting of Executive Compensation Votes by Institutional Investment ManagersDecember 2021File
European Payments Council (EPC)Single Euro Payment Zone (SEPA) Instant Credit Transfer Scheme Rulebook Public Consultation on 2022 Change RequestsDecember 2021File
Financial Action Task Force (FATF)December 2021) File
Chief Data Officers (CDO) Council and General Services Administration (GSA)Request for Information on Behalf of the Federal Chief Data Officers CouncilNovember 2021File
Berlin GroupOpen Finance API Framework Implementation Guidelines for Extended Services Push Account Information ServicesNovember 2021File
European CommissionProposal for a Regulation of the European Parliament and of the Council on information accompanying transfers of funds and certain crypto-assets (recast)November 2021File
National Credit Union Administration (NCUA)Request for Information and Comment on Digital Assets and Related TechnologiesOctober 2021File
European CommissionPublic Consultation on Guidance on the Rules Applicable to the Use of Public-Private Partnerships in the Framework of Preventing and Fighting Money Laundering and Terrorist FinancingOctober 2021File
UK HM TreasuryAmendments to the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 Statutory Instrument 2022 ConsultationOctober 2021File
International Accounting Standards BoardRequest for Information Third Agenda ConsultationSeptember 2021File
Office of Management and Budgetoffice_of_management_andbudget-federal_zero_trust_strategy-draft_for_public_comment-_2021-09-07.pdfSeptember 2021File
European Financial Reporting Advisory Group (EFRAG)Due Process Procedures for EU Sustainability Reporting Standard-Setting ConsultationSeptember 2021File
International Organization of Securities Commission (IOSCO)Environmental, Social and Governance [ESG] Ratings and Data Providers ConsultationAugust 2021File
European Banking AuthorityConsultation on the new guidelines on cooperation and information exchange in the area of anti-money laundering and countering the financing of terrorismAugust 2021File
Organization for Economic Cooperation and Development (OECD)Public Consultation on the draft OECD high-level guidance regarding policy considerations on responsible innovation and adoption of distributed ledger technology [DLT]August 2021File
Financial Action Task Force (FATF)August 2021File
European CommissionProposed EU Artificial Intelligence RegulationAugust 2021File
European CommissionPublic Consultation on a Retail Investment Strategy for EuropeAugust 2021File
Board of Governors of the Federal Reserve SystemPotential Modifications to the Federal Reserve Policy on Payment System Risk to Expand Access to Collateralized Intraday Credit, Clarify Access to Uncollateralized Credit, and Support the Deployment of the FedNow ServiceAugust 2021File
Federal Deposit Insurance Company (FDIC)Request for Information and Comment on Digital AssetsJuly 2021File
European Banking AuthorityDraft Regulatory Technical Standards on Disclosure of Investment Policy by Investment Firms under Article 52 of Regulation (EU) 2019/2033 on the Prudential Requirements of Investment FirmsJuly 2021File
European Banking AuthorityPublic Consultation on the Guidelines on the Delineation and Reporting of Available Financial Means (AFM) of Deposit Guarantee Schemes (DGS)July 2021File
European Insurance and Occupational Pensions Authority (EIOPA)Consultation Paper on the Proposal for Revised Guidelines on the Use of Legal Entity Identifier (LEI)June 2021File
European Payments CouncilChange Request in a SEPA Payment SchemeJune 2021File
European CommissionInstant Payments Public Consultation for the EUJune 2021File
Securities and Exchange CommissionDisclosure Requirements for Nationally Recognized Statistical Rating Organizations (\u201CNRSROs\u201D)June 2021File
European Banking AuthorityConsultation on Draft Regulatory Technical Standards under Article 9a (1) and (3) of Regulation (EU) No 1093/2010 setting up an AML/CFT Central Database in the EUJune 2021File
European CommissionStrategy on Supervisory Data Collection in EU Financial ServicesJune 2021File
Securities and Exchange CommissionPublic Input for Climate Change DisclosureJune 2021File
European CommissionJune 2021File
Federal Energy Regulatory CommissionData Collection for Analytics and Surveillance and Market-Based Rate PurposesJune 2021File
European Securities and Markets Authority (ESMA)Draft Technical Standards under the European Crowdfunding Service Providers (ESCP) Regulation Consultation PaperMay 2021File
European Supervisory Authorities (ESAs)Joint Consultation Paper Taxonomy Related Sustainability DisclosuresMay 2021File
U.S. Treasury, Financial Crimes Enforcement Network (FinCEN)Beneficial Ownership Information Reporting RequirementsMay 2021File
Sustainability Accounting Standards Board (SASB)XBRL Taxonomy ConsultationMay 2021File
Securities and Exchange CommissionPotential Money Market Fund Reform Measures in President\u2019s Working Group ReportApril 2021File
Financial Action Task Force (FATF)march2021-va_guidance_update-sixth_draft-_public_consultation.pdfApril 2021File
European CommissionProposal for a Regulation of the European Parliament and of the Council on a Single Market for Digital Services (Digital Services Act) and amending Directive 2000/31/ECMarch 2021File
UK Competition and Markets AuthorityThe Future Oversight of the CMA\u2019s Open Banking Remedies Open ConsultationMarch 2021File
UK Payment Systems RegulatorDelivery and regulation of the New Payments ArchitectureMarch 2021File
European CommissionTargeted Consultation Document Establishment of a European Single Access Point (ESAP) for financial and non-financial information publicly disclosed by companiesMarch 2021File
UK Department for Digital, Culture, Media & SportThe UK digital identity and attributes trust frameworkMarch 2021File
National Credit Union Administration (NCUA)Request for Information on NCUA Communications and TransparencyMarch 2021File
European CommissionCommunication on Europe\u2019s digital decade 2030 digital targetsMarch 2021File
Australian Securities and Investments Commission (ASIC)Consultation Paper for Proposed Changes to Simplify the ASIC Derivative Transaction Rules (Reporting): First ConsultationMarch 2021File
Securities and Exchange CommissionRegulation ATS for ATSs That Trade U.S. Government Securities, NMS Stock, and Other Securities; Regulation SCI for ATSs That Trade U.S. Treasury Securities and Agency Securities; and Electronic Corporate Bond and Municipal Securities MarketsMarch 2021File
European Payments CouncilChange Request Process of Single Euro Payment Area Request-to-Pay (SEPA RTP) Scheme Rulebook version 1.0February 2021File
UK HM TreasuryFinancial Services Future Regulatory Framework Review Phase II ConsultationFebruary 2021File
European CommissionConsultation Document Proposal for an Initiative on Sustainable Corporate GovernanceFebruary 2021File
Financial Reporting Council (FRC)Future of Corporate Reporting ConsultationFebruary 2021File
UK Department for Business, Energy and Industrial StrategyCorporate Transparency and Register Reform Consultation on improving the quality and value of financial information on the UK companies registerFebruary 2021File
European CommissionTargeted Consultation on the Review of the Regulation on Improving Securities Settlement in the European Union and on Central Securities Depositories (CSDs)February 2021File
European CommissionPublic Consultation on the Review of the Alternative Investment Fund Managers Directive (AIFMD)January 2021File
European CommissionFeedback Request for Financial Transparency \u2013 Single EU Access Point for Company InformationJanuary 2021File
European CommissionProposal for a Public Consultation on the Review of the European Long-Term Investment Funds (ELTIF) Regulatory FrameworkJanuary 2021File
European CommissionProposal for a Public Consultation on the Review of the European Long-Term Investment Funds (ELTIF) Regulatory FrameworkJanuary 2021File
Financial Action Task Force (FATF)January 2021File
European CommissionFeedback Request for Financial Transparency \u2013 Single EU Access Point for Company InformationJanuary 2021File
European Central BankQuestionnaire on a digital euroJanuary 2021File
Municipal Securities Rulemaking Board (MSRB)Strategic Goals and InitiativesJanuary 2021File
U.S. Treasury, Financial Crimes Enforcement Network (FinCEN)Notice of Proposed Rulemaking Regarding the Requirements for Certain Transactions Involving Convertible Virtual Currency or Digital AssetsJanuary 2021File
Securities and Exchange CommissionProposed Rule for Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company AdvertisementsJanuary 2021File
Financial Action Task Force (FATF)Digital Transformation QuestionnaireDecember 2020File
UK Department for Digital, Culture, Media & SportNational Data StrategyDecember 2020File
Securities and Exchange CommissionProposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail To Enhance Data SecurityNovember 2020File
European Securities and Markets Authority (ESMA)MiFIR review report on the obligations to report transactions and reference dataNovember 2020File
U.S. Treasury, Financial Crimes Enforcement Network (FinCEN)Anti-Money Laundering Program Effectiveness Advance Notice of Proposed Rulemaking (ANPRM)November 2020File
UK Ministry of Housing, Communities and Local GovernmentTransparency and Competition: A call for evidence on data on land controlOctober 2020File
International Organization of Securities Commissions (IOSCO)Consultation report for the use of artificial intelligence and machine learning by market intermediaries and asset managersOctober 2020File
European Banking AuthorityDraft Guidelines specifying the conditions for the application of the alternative treatment of institutions\u2019 exposures related to \u201Ctri-party repurchase agreements\u201D set out in Article 403(3) of Regulation (EU) 575/2013 for large exposures purposesOctober 2020File
European CommissionPublic consultation on the review of prudential rules for insurance and reinsurance companies (Solvency II)October 2020File
UK HM TreasuryPayments Landscape Review: Call for EvidenceOctober 2020File
European CommissionProposal for a Regulation amending Regulation (EU) 2015/760 of the European Parliament and of the Council of 29 April 2015 on European long-term investment fundsOctober 2020File
European CommissionSustainable Corporate Governance Inception Impact AssessmentOctober 2020File
European CommissioneIDAS Open Public ConsultationOctober 2020File
Securities and Exchange CommissionProposed Rule for Reporting Threshold for Institutional Investment ManagersSeptember 2020File
European Banking AuthorityCall for input on \u2018de-risking\u2019 and its impact on access to financial servicesSeptember 2020File
European CommissionDigital Services Act Package Open ConsultationSeptember 2020File
European CommissionRevision of the eIDAS Regulation \u2013 European Digital Identity (EUid)September 2020File
European Supervisory Authorities (ESAs)Joint Consultation Paper on ESG DisclosuresSeptember 2020File
European CommissioneIDAS Review Technology providers, providers of trust services not covered by eIDAS, interest representation organizations of technology providers, standardization organizationsAugust 2020File
US Department of LaborInterim Final Rule for the High-Wage Components of the Labor Value Content Requirements under the United States-Mexico-Canada Agreement Implementation ActAugust 2020File
European CommissionPublic consultation on an action plan for a comprehensive Union policy on preventing money laundering and terrorist financingAugust 2020File
Monetary Authority of SingaporeConsultation Paper on a New Omnibus Act for the Financial SectorAugust 2020File
European Banking AuthorityConsultation Paper to update the identification methodology of global systemically relevant institutions (G-SIIs) formAugust 2020File
European CommissionA Capital Markets Union for people and businesses \u2013 new action planAugust 2020File
European CommissionPublic Consultation on the Renewed Sustainable Finance StrategyJuly 2020File
European Banking AuthorityConsultation Paper Draft Guidelines under Articles 17 and 18(4) of Directive (EU) 2015/849 on customer due diligence and the factors credit and financial institutions should consider when assessing the money laundering and terrorist financing risk associated with individual business relationships and occasional transactions (The Risk Guidelines), amending Guidelines JC/2017/37July 2020File
European Securities and Markets Authority (ESMA)Consultation Paper on Draft Implementing Technical Standards under the Regulation on Cross-Border Distribution of FundsJune 2020File
European CommissionConsultation on a New Digital Finance Strategy for Europe / FinTech Action PlanJune 2020File
European CommissionConsultation on a Retail Payments Strategy for the EUJune 2020File
European Securities and Markets Authority (ESMA)Consultation Paper on Technical Standards on Reporting, Data Quality, Data Access and Registration of Trade Repositories under EMIR REFITJune 2020File
Commodity Futures Trading Commission (CFTC)Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQRJune 2020File
Bank of EnglandDiscussion Paper Central Bank Digital CurrencyJune 2020File
European CommissionPublic Consultation on the Revision of the Non-Financial Reporting Directive (NFRD)June 2020File
European CommissionEuropean Strategy for Data ConsultationMay 2020File
Commodity Futures Trading Commission (CFTC)Swap Data Recordkeeping and Reporting Requirements (17 CFR Parts 45, 46 and 49) Notice of Proposed RulemakingMay 2020File
European CommissionInception Impact Assessment titled Commission Delegated Regulation on a Climate Change Mitigation and Adaptation TaxonomyApril 2020File
European CommissionExchange of VAT-relevant payment data \u2013 Survey for Payment industry actorsApril 2020File
Bank of EnglandDiscussion Paper Transforming Data Collection from the UK Financial SectorApril 2020File
Pay.UK Standards AuthorityNext Generation Standard for UK Retail Payments ConsultationMarch 2020File
Office of Management and BudgetProposed Guidance for Grants and AgreementsMarch 2020File
European CommissionConsultation Document on an EU Framework for Markets in Crypto-AssetsMarch 2020File
Financial Conduct Authority (FCA)Call for Input: Open financeMarch 2020File
Bank for International Settlements (BIS)Discussion Paper Designing a Prudential Treatment for Crypto-AssetsMarch 2020File
European CommissionTowards a New Comprehensive Approach to Preventing and Combating Money Laundering and Terrorism FinancingMarch 2020File
European CommissionOpen Market Consultation Document European Blockchain PCPMarch 2020File
European CommissionRevision of the Non-Financial Reporting Directive RoadmapFebruary 2020File
European Banking Authority (EBA)Consultation Paper on the Draft Implementing Technical Standards on Disclosure and Reporting of MREL and TLACFebruary 2020File
Bank for International Settlements (BIS)Basel Committee on Banking Supervision Consultative Document Introduction of Guidelines on Interaction and Cooperation Between Prudential and AML/CFT SupervisionFebruary 2020File
Commodity Futures Trading Commission (CFTC)Proposed Rule for Certain Swap Data Repository and Data Reporting RequirementsJanuary 2020File
European Banking Authority (EBA)Consultation Paper on Draft Implementing Technical Standards on Supervisory Reporting Requirements for Institutions under Regulation (EU) No 575/2013January 2020File
European Banking Authority (EBA)Draft Implementing Technical Standards Consultation Paper on Public Disclosures by Institutions of the Information Referred to in Titles II and Titles III of Part Eight of Regulation (EU) No 575/2013January 2020File
Financial Action Task Force (FATF)Draft Guidance on Digital IdentityNovember 2019File
European CommissionEuropean Partnership for Innovative Small and Medium Enterprises (Horizon Europe Program) Public ConsultationNovember 2019File
European CommissionReport on the Application of the eIDAS Regulation Evaluation RoadmapOctober 2019File
European CommissionDigital Europe Draft Orientations for the preparation of the work programme(s) 2021-2022October 2019File
Central Bank of BahrainConsultation on the Proposed Amendments to the Anti-Money Laundering and Combating Financial Crime Module (Module AML)October 2019File
European Insurance and Occupational Pensions Authority (EIOPA)Consultation Paper on Proposals for Solvency II 2020 Review Package on Supervisory Reporting and Public DisclosureOctober 2019File
German Federal Ministry of Justice and Consumer Protection and the Federal Ministry of FinanceDraft law for further implementation of the Transparency Directive amending Directive with a view to a single electronic format for annual financial reportsOctober 2019File
European Securities and Markets Authority (ESMA)Draft Guidelines on Disclosure Requirements under the Prospectus Regulation Consultation PaperOctober 2019File
U.S. Department of Commerce Bureau of Economic AnalysisProposed Rules Amending the Reporting Requirements for Direct Investment Surveys: BE-10, Benchmark Survey of US Direct Investment AbroadSeptember 2019File
European Securities and Markets Authority (ESMA)September 2019File
European CommissionInception Impact Assessment for European Partnership for Innovative Small and Medium Enterprises (SMEs)August 2019File
European CommissionEvaluation of Regulation on Mutual Assistance in Customs MattersAugust 2019File
European Payments CouncilE-invoice Electronic Presentment and Presentment Service Message Definition Report DocumentAugust 2019File
UK Department for Business, Energy and Industrial StrategyCorporate Transparency and Register Reform Consultation on options to enhance the role of Companies House and increase the transparency of UK corporate entitiesAugust 2019File
European Securities and Markets Authority (ESMA)Consultation Paper Guidelines for reporting under Articles 4 and 12 SFTRJuly 2019File
Hong Kong Monetary Authority (HKMA) and Hong Kong Securities and Futures Commission (SFC)Joint Consultation Paper on Enhancements to the OTC Derivatives Regulatory Regime for Hong Kong to \u2013 (1) mandate the use of Unique Transaction Identifiers for the reporting obligation, (2) revise the list of designated jurisdictions for the masking relief of the reporting obligation and (3) update the list of Financial Services Providers under the clearing obligationJune 2019File
UK HM TreasuryTransposition of the Fifth Money Laundering Directive: consultationJune 2019File
Bermuda Monetary AuthorityConsultation Paper New Legislative Framework for Fund Administrators; \u201CFund Administration Provider Business Act 2019\u201DMay 2019File
Federal Reserve Bank of New YorkBest Practices for Payments, Clearing and Settlement Activities Report of the Payments Risk Committee Draft for ConsultationApril 2019File
Hong Kong Securities and Futures Commission (SFC), Hong Kong Exchanges and Clearing Limited (HKEX) and the Federation of Share Registrars Limited (FSR)Joint Consultation Paper on a Revised Operational Model for Implementing an Uncertificated Securities Market in Hong KongApril 2019File
UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA)FCA and PRA changes to mortgage reporting requirementsMarch 2019File
European Commission (EC)Consultation Document on the Update of the Non-Binding Guidelines on Non-Financial ReportingMarch 2019File
China Securities Regulatory Commission (CSRC)Provisions on Issues Concerning the Implementation of the Measures for the Administration of Domestic Securities and Futures Investment by Qualified Foreign Institutional Investors and RMB Qualified Foreign Institutional Investors (Consultation Paper)March 2019File
European Securities and Markets Authority (ESMA)Draft guidelines on the reporting to competent authorities under article 37 of the MMF RegulationFebruary 2019File
BaFinJanuary 2019File
Office of Management and BudgetDraft Federal Grants Management Data Standards for FeedbackJanuary 2019File
Financial Conduct AuthorityBrexit: proposed changes to the Handbook and Binding Technical Standards \u2013 first consultation (CP18/28)December 2018File
Sovrin FoundationSovrin Governance Framework V2November 2018File
Federal Reserve BoardPotential Federal Reserve Actions to Support Interbank Settlement of Faster PaymentsNovember 2018File
Federal Reserve SystemPublic Feedback on the Payment Lifecycle from the Report on Best Practices for Payments, Clearing and Settlement ActivitiesOctober 2018File
Financial Sector Conduct Authority (FSCA) South AfricaConsultation Paper on the Implementation of Legal Entity IdentifiersOctober 2018File
Committee on Payments and Market Infrastructures-International Organisation of Securities Commissions (CPMI-IOSCO)Consultative report on Governance arrangements for critical OTC derivatives data elements (other than UTI and UPI)September 2018File
Investment Industry Regulatory Organization of Canada (IIROC)Proposed Provisions Respecting Client IdentifiersSeptember 2018File
General Services Administration (GSA US)Entity Validation Services (EVS) Request for Proposal #ID15170001September 2018File
Securities and Exchange Commission (Nigeria)Rules on Regulation of Derivatives TradingSeptember 2018File
Department of the Treasury Office of Financial Research (OFR) (US)Request for Comments Ongoing Data Collection of Centrally Cleared Transactions in the U.S. Repurchase Agreement MarketAugust 2018File
Federal Reserve SystemPublic Comment on Proposal to Adopt ISO 20022 Message Format for Fedwire Funds ServiceAugust 2018File
European Central Bank (ECB)Regulation of the European Central Bank amending Regulation (EU) No 1333/2014 concerning statistics on the money marketsAugust 2018File
Financial Stability Board (FSB)Cyber Lexicon Consultative Document_August 2018File
European Banking Authority (EBA)Draft Guidelines on the STS criteria for non-ABCP securitisation Consultation Paper_July 2018File
Department of Commerce (US)Request for Comments on the Cross-Agency Priority Goal: Leveraging Data as a Strategic Asset_July 2018File
United Nations Centre for Trade Facilitation and Electronic 2 Business\_(UN/CEFACT)White Paper on the technical applications of Blockchain to United Nations Centre for Trade Facilitation and Electronic 2 Business (UN/CEFACT) deliverables_July 2018File
European Commission (EC)Fitness Check on the EU Framework for Public Reporting by Companies ConsultationJuly 2018File
Bank of EnglandISO 20022 consultation paper: a global standard to modernise UK paymentsJuly 2018File
European Banking Authority (EBA)Guidelines on STS criteria in securitisationJuly 2018File
European Commission (EC)Proposal for a Directive of the European Parliament and the Council amending Directive (EU) 2017/1132 as regards the use of digital tools and processes in company lawJuly 2018File
CEN-CENELECRecommendations for Successful Adoption in Europe of Emerging Technical Standards on Distributed Ledger/Blockchain Technologies White PaperJune 2018File
Securities and Exchange Board of India (SEBI)Draft Framework for Participation of Foreign Entities Having Actual Exposure to Indian Commodity Markets in the Commodity Derivatives MarketJune 2018File
Financial Conduct Authority (FCA) and the Bank of EnglandUsing technology to achieve smarter regulatory reporting ConsultationJune 2018File
Financial Stability Board (FSB)Governance arrangements for the unique product identifier (UPI) Second consultation documentMay 2018File
Hong Kong Monetary Authority and the Securities and Futures CommissionJoint consultation paper on enhancements to the OTC derivatives regime for Hong KongApril 2018File
Hong Kong Exchanges and Clearing LimitedListing Regime for Companies from Emerging and Innovative Sectors Consultation PaperMarch 2018File
Office of Information and Regulatory Affairs, U.S. Office of Management and BudgetRequest for Information Federal Statistical SystemFebruary 2018File
European Securities and Markets Authority (ESMA)Draft regulatory technical standards under the new Prospectus Regulation Consultation PaperMarch 2018File
European Commission (EC)Public consultation on fitness check on supervisory reportingFebruary 2018File
Organization Identifier Working Group (ORCID)RFI on Registry Product Definition Governance Recommendations Recommendations of the ORG_ID Product Breakout GroupNovember 2017File
General Services Administration (US)Entity Validation Services Draft Performance Work Statement (PWS)November 2017File
Securities and Exchange Commission (SEC)/Municipal Securities Rulemaking Board (MSRB)Request for Comment on a Concept Proposal Regarding Amendments to Primary Offering Practices of Brokers, Dealers and Municipal Securities DealersNovember 2017File
Financial Stability Board (FSB)/CPMI-IOSCO (Committee on Payments and Market Infrastructures-International Organization of Securities Commissions)Governance arrangements for the unique product identifier (UPI): key criteria and functions Consultation documentNovember 2017File
European Commission (EC)Review of the directive on the re-use of Public Sector Information (PSI Directive) ConsultationDecember 2017File
Securities and Exchange Commission (SEC)/Municipal Securities Rulemaking Board (MSRB)Notice of Filing of a Proposed Rule Change to Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements_Public ConsultationOctober 2017File
Basel Committee on Banking Supervision (BCBS)Implications of fintech developments for banks and bank supervisors Consultative DocumentOctober 2017File
European Commission (EC)Capital Markets Union - consultation on further reducing barriers to post-trade services across financial markets
EPTF Report
EPTF Report – Annex 3
October 2017File
European Securities and Markets Authority (ESMA)Draft technical advice on content and format of the EU Growth prospectus Consultation PaperSeptember 2017File
European Securities and Markets Authority (ESMA)Draft technical advice on format and content of the prospectus_Consultation PaperSeptember 2017File
UK Department for Digital, Culture Media & Sportnisdirective-public_consultation__1.pdfSeptember 2017File
International Organization of Securities Commissions (IOSCO)Regulatory Reporting and Public Transparency in the Secondary Corporate Bond Markets Consultation ReportOctober 2017File
European Banking Authority (EBA)Draft Regulatory Technical Standards setting technical requirements on development, operation and maintenance of the electronic central registerSeptember 2017File
European Commission (EC)Public consultation on the conflict of laws rules for third party effects of transactions in securities and claimsJune 2017File
Committee on Payments and Market Infrastructures \u2013 International Organization of Securities Commissions (CPMI-IOSCO)August 2017File
European Securities and Markets Authority (ESMA)Draft technical advice, implementing technical standards and guidelines under the MMF (Money Market Funds) RegulationJuly 2017File
European Commission (EC)Database Directive Public ConsultationJuly 2017File
European Central Bank (ECB)User requirement documents on the future RTGS services to the market consultationMay 2017File
US Commodity Futures Trading Commission (CFTC)Project KISS (Keep It Simple, Stupid) consultation on simplifying and modernizing the Commission\u2019s rulesJuly 2017File
Basel Committee on Banking Supervision (BCBS)Guidelines Identification and management of step-in risk Consultative DocumentMay 2017File
Organization Identifier Working Group (ORCID)Survey on Registry Product DefinitionApril 2017File
National Institute of Standards and Technology (NIST) \u2013 US Department of CommerceDRAFT NIST Special Publication 800-63-3 Digital Identity Guidelines \u2013 Computer SecurityMay 2017File
Financial Stability Board (FSB)FSB Framework for Post-Implementation Evaluation of the Effects of the G20 Financial Regulatory Reforms Consultation document on main elementsMay 2017File
European Commission Banking and FinancePublic consultation on FinTech: a more competitive and innovative European financial sectorJune 2017File
European Commission Directorate-General for Financial Stability, Financial Services and Capital Markets Union (EU DG-FISMA)Public consultation on the operations of the European Supervisory AuthoritiesApril 2017File
Financial Stability Board (FSB)Proposed governance arrangements for the unique transaction identifier (UTI) Consultation documentApril 2017File
General Services Administration (US)March 2017File
Financial Stability Board (FSB)Guidance on Central Counterparty Resolution and Resolution PlanningMarch 2017File
European Supervisory Authorities (ESAs \u2013 ESMA, EBA and EIOPA)Joint Committee Discussion Paper on the Use of Big Data by Financial InstitutionsFebruary 2017File
Australia Prudential Regulatory Authority (APRA_EFS)Discussion Paper on Economic and Financial StatisticsMarch 2017File
European Central Bank (ECB)/EurosystemConsultation on TARGET Instant Payments Settlement User Requirements (TIPS)January 2017File
European Commission (EC)Building the European data economy, Digital Single MarketApril 2017File
European Banking Authority (EBA)Consultation Paper on Draft Guidelines on supervision of significant branchesJanuary 2017File
Basel Committee on Banking Supervision (BCBS)Consultative document, Guidelines, Revised annex on correspondent bankingJanuary 2017File
European Banking Authority (EBA)Consultation Paper Draft Regulatory Technical Standards (RTS) and Implementing Technical Standards (ITS) on the information to be provided for the authorisation of credit institutionsJanuary 2017File
Payments Market Practice Group (PMPG)LEI in the Payments Market First Discussion PaperDecember 2016File
European Banking Authority (EBA)Consultation Paper on Guidelines on Connected Clients under Article 4 (1) (39) of Regulation (EU) No 575/2013October 2016File
US Securities and Exchange Commission (SEC)Modernizing certain business and financial disclosure requirements in Regulation S-KJuly 2016File
European Insurance and Occupational Pensions Authority (EIOPA)Solvency II European Long-Term Investment Funds (ELTIF) ConsultationMay 2016File
Eurosytem/European Central Bank (ECB)Consultative Report: Eurosystem's vision for the future of Europe\u2019s financial market infrastructureApril 2016File
European Securities and Markets Authority (ESMA)November 2016File
European Securities and Markets Authority (ESMA)Securities Financing Transation Regulation (SFTR) - Discussion paperApril 2016File
European Commission (EC)Cybersecurity consultationMarch 2016File
European Commission (EC)Digital Single Europe consultationJanuary 2016File
European Banking Authority (EBA)Consultation Paper on the draft Regulatory Technical Standards specifying the requirements on strong customer authentication and common and secure communication under PSD 2 (Payment Services Directive 2)October 2016File
European Banking Authority (EBA)Consultation Paper on Draft Regulatory Technical Standards on the framework for cooperation and exchange of information between competent authorities for passport notifications, under PSD 2 (Payment Services Directive 2)January 2016File
European Banking Authority (EBA)Consultation Paper on Guidelines on ICAAP and ILAAP information collected for SREP purposesFebruary 2016File
US Commodity Futures Trading Commission (CFTC)Request for Comment, Draft Technical Specifications for Certain Swap Data ElementsFebruary 2016File
Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO)Second Consultative Report on the Harmonisation of the Unique Product Identifier (UPI)September 2016File
Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO)Consultative Report on the Harmonisation of the Unique Product Identifier (UPI)February 2016File
Committee on Payments and Market Infrastructures (CPMI)Consultative Report on Correspondent BankingDecember 2015File
Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO)Consultative Report on the Harmonisation of key OTC derivatives data elements (other than UTI and UPI) \u2013 first batchOctober 2015File
Committee on Payments and Market Infrastructures/ International Organisation of Securities Commissions (CPMI/IOSCO)Consultative Report on the Harmonisation of the Unique Transaction Identifier (UTI)September 2015File